Capital Adequacy, Leverage and TLAC - Directives and interpretations for completion of monthly return concerning capital adequacy, leverage and TLAC (Form BA 700)
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[Heading substituted by sections 7 and 9(a) of Notice No. 943, GG46159, dated 31 March 2022 : effective 1 April 2022]

 

Subregulation (1)

Subregulation (2)

Subregulation (3)

Subregulation (4)

Subregulation (5) Matters related to adjustment to or adjustments from capital and reserve funds

Subregulation (6) Conditions relating to external credit assessment in respect of a securitisation scheme or resecuritisation exposure

Subregulation (7) Conditions relating to the calculation of minimum required capital and reserve funds in respect of a securitisation scheme or resecuritisation exposure, and related matters

Subregulation (8) Minimum required capital and reserve funds

Subregulation (9) Qualifying capital and reserve funds and related matters

Subregulation (10) Matters related to TLAC

Subregulation (11) Conditions for issue of instruments or shares of which the proceeds rank as common equity tier 1 capital and/or additional tier 1 capital

Subregulation (12) Conditions for the issue of instruments or shares of which the proceeds rank as tier 2 capital

Subregulation (13) Tier 2 unimpaired reserve funds

Subregulation (14) Matters related to specified minority interests, that is, non-controlling interests, in shares and/or instruments qualifying as capital

Subregulation (15) Matters related to leverage

Subregulation (16) Repayment of capital

Subregulation (17) Instructions relating to the completion of the form BA 700 are furnished with reference to the headings and item descriptions of certain columns and line item numbers appearing on the form BA 700