Collective Investment Schemes Control Act, 2002 (Act No. 45 of 2002)

Section

Payable by

Fee (Rand)

4(5)(a)

Application for the delegation of a function listed in the definition of administration

Applicant

R5 720 per delegated function

22

Application for exemption from the provisions of the Act

Applicant

R34 000

23

Request for a copy of the annual report of the registrar

Requester

R240

42

Application for registration as a manager of a collective investment scheme in securities (including one portfolio)

Applicant

R58 200

42

Application by a manager of a collective investment scheme in securities for approval of a supplemental deed constituting an additional portfolio

Relevant manager

R18 900

42

Application by a manager of an additional collective investment scheme in securities (including one portfolio)

Relevant manager

R40 740

42

Application by a manager of a collective investment scheme in securities for approval of a supplemental deed constituting a portfolio administered on behalf of a third party in terms of Notice 778 of 2011

Relevant manager

R21 750 for the first portfolio

R18 900 for each additional portfolio

42

Application by a manager of a collective investment scheme in securities to co-name one of its existing portfolios in terms of Notice 778 of 2011

Relevant manager

R21 750 for the first portfolio

R18 900 for each additional portfolio

42

Application by a manager of a collective investment scheme in securities to incubate one of its existing portfolios in terms of Notice 778 of 2011

Relevant manager

R21 750 for the first portfolio

R18 900 for each additional portfolio

42

Application for the change of the third party agreement in respect of a third party agreement entered into in terms of Notice 778 of 2011

Relevant manager

R3 180

43

Application for approval of —

Relevant manager

(a)

change in the minority shareholding;

R1 380

(b)

the appointment of a director;

R3 180

(c)

the resignation of a director;

R1 060

(d)

the change of the position of a director;

R1 380

(e)

the use of another name or an abbreviation or derivative of its registered name; or

R1 380

(f)

change in the constituting documents of the manager

R3 180

43

Application for approval of a change in the controlling shareholding

Relevant manager

R11 450

48 read with section 42

Application for registration as a manager of a collective investment scheme in property (including one portfolio)

Applicant

R58 200

48

Application by a manager of a collective investment scheme in property for approval of a supplemental deed  constituting an additional portfolio

Relevant manager

R18 900

52(1)

Application by a manager for approval of a nominee company

Relevant manager or Applicant

R9 100

53

Application for registration as a manager of a collective investment scheme in participation bonds

Applicant

R58 200

64 read with section 42

Application for registration as a manager of a collective investment scheme in hedge funds (including one portfolio)

Applicant

R58 200

64 read with section 42

Application by a manager of a collective investment scheme in hedge funds for approval of a supplemental deed constituting an additional portfolio

Applicant

R20 980

64 read with section 98(2)

Application by a manager of a collective investment scheme in hedge funds for approval of an amendment of a deed, which amendment includes the change of a custodian, an independent administrator or a depository but excludes an application for an additional portfolio

Relevant Manager

R11 870

65(1)

Application for approval of a foreign collective investment scheme (including one portfolio)

Applicant

R73 560

65(1)(c)

Application under conditions imposed by the registrar, by a foreign collective investment scheme in respect of any additional portfolio or product in such scheme

Applicant

R20 980

65(1)(c)

Application under the conditions of approval imposed by the registrar, by a foreign collective investment scheme for an alteration of or addition to such scheme, other than an application for an additional portfolio or product or rescission of a scheme or a portfolio or product of such scheme

Applicant

R29 680

65(1)(c)

Application under the conditions of approval imposed by the registrar, by a foreign collective investment scheme for an alteration of or addition to a portfolio or product of such scheme, other than an application for an additional portfolio or product or rescission of a scheme or a portfolio or product of such scheme

Applicant

R11 660

65(1)(c)

Application under the conditions imposed by the registrar, by a foreign collective investment scheme for the rescission of a scheme or portfolio or product of such scheme

Applicant

R5 720 per scheme/portfolio or product of such scheme

65(1)(c)

Application under the conditions imposed by the registrar, by a foreign collective investment scheme for a change of name of a scheme or portfolio or product of such scheme

Applicant

R5 720 per name change of a scheme or portfolio or product of such scheme

65(1)(c)

Notification under the conditions imposed by the registrar, by a foreign collective investment scheme for a change of a scheme or portfolio or product of such scheme

Applicant

R5 720 per scheme or portfolio or product

65(1)(c)

Application under the conditions imposed by the registrar, by a foreign collective investment scheme for an amendment to a representative agreement entered into by the scheme

Applicant

R8 690

65(1)(c)

Application under the conditions imposed by the registrar, by a foreign collective investment scheme for an amendment to a representative office representing the scheme

Applicant

R8 690

69(2)

Application for registration as a trustee or custodian of a collective investment scheme

Applicant

R37 750

78

Application for the conversion of a collective investment scheme

Relevant Manager

R37 750

82

Application for the issue of a certificate of registration of conversion

Relevant Manager

R1 380

86

Application to conduct business other than administration

Relevant Manager

R12 600

88

Application for exemption from the provisions of section 88

Relevant Manager

R34 000

97(2)

Application for exemption by notice in the Gazette of a particular type or category of collective investment schemes from the provisions of section 97(1)

Relevant Manager

R34 000

97(3)

Application for suspension by notice in the Gazette of a provision of any deed

Relevant Manager

R34 000

98(2)(a)

Application for the approval of a ballot paper to be submitted to investors for their consent

Relevant Manager

R5 720 in respect of each portfolio

98(2)

Application by a manager for approval of an amendment of a deed or supplemental deed, other than an application for an additional portfolio

Relevant Manager

R11 870

99(1)(a)

Application for the approval of a ballot paper to be submitted to investors for their consent

Relevant Manager

R5 720 in respect of each portfolio

102

Application for the winding-up of a portfolio

Relevant Manager

R32 000 in respect of each portfolio

114(3)(d)

Application for the approval of the sale of—

Relevant Manager

R32 750

(a)

a collective investment scheme in property; or

(b)

the property shares or immovable property included in a portfolio of such a scheme,

where such sale requires the approval of an exchange on which the participatory interests of such portfolio are listed or the approval of investors

114(3)(d)

Application for the approval of a conversion of a collective investment scheme in property to a loan stock company

Relevant manager

R32 750

114(3)(d)

Application for the approval of the acquisition by a collective investment scheme in property of a loan stock company

Relevant manager

R32 750

114(3)(d)

Request for a copy of any document, per A4-sheet, or part thereof

Requester

R9,00

114(3)(d)

Request for a certified copy of an approved deed or supplemental deed

Relevant manager

R9,00 per A4-

sheet or part

thereof