Collective Investment Schemes Control Act, 2002 (Act No. 45 of 2002)

Board Notices

Determination of Securities, Class of Securities, Assets or Classes of Assets that may be included in a portfolio of a Collective Investment Scheme in Securities and the manner in which and the limits and conditions subject to which Securities or Assets may be so included

Chapter V : Inclusion of Financial Instruments in a Portfolio

14. Inclusion of financial instruments in a portfolio
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(1) A manager may include listed and unlisted financial instruments in a portfolio, subject to this Notice, the deed and supplemental deed.

 

(2) In the application of sub-paragraph 14(1) a manager may only write option contracts in compliance with the conditions set out in paragraph 16 of this Notice, or sell option contracts, which have previously been bought.