Board Notices > Determination of Securities, Class of Securities, Assets or Classes of Assets that may be included in a portfolio of a Collective Investment Scheme in Securities and the manner in which and the limits and conditions subject to which Securities or Assets may be so included > Annexure A > Report of Compliance Officer or Manager in respect of System of Internal Control

ANNEXURE A

REPORT OF COMPLIANCE OFFICER OR MANAGER IN RESPECT OF SYSTEM OF INTERNAL CONTROL

We,

...................................................................................

(NAME)

CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR,

and

...................................................................................

(NAME)

COMPLIANCE OFFICER

have examined the system of internal control regarding

..................................................................................

(NAME OF PORTFOLIO)

designed to ensure compliance by

...................................................................................

(NAME OF MANAGER)

with Chapter V of Notice ................... of......................

We hereby certify that—

(a)	the system of internal control over compliance with Chapter V is suitability designed to provide reasonable assurance that the controls have prevented or detected non-compliance with Chapter V;

(b)	the system of internal control designed to ensure compliance with Chapter V, operated as designed throughout the quarter ended

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We draw attention to the following instances of non-compliance with Chapter V which were/were not subsequently corrected.

Collective Investment Schemes Control Act, 2002 (Act No. 45 of 2002)