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Accounting records acquisition of assets Act Act No. 45 of 2002 acts Additional Portfolio administration advertisement advertising Advertising of awards advisory committee Agreements Amalgamation Amalgamation of business amended by this Act amendment amendment of deed and the manner in which Annexure A Annexure B Annexure C Annexure D Annexure E Annexures Annual report Application Application for approval application form Application forms Application of Chapter Application of Companies Act Application of Notice Appointment Appointment of approval Approval of Approval of loans articles of association assets Assets in liquid form Assets of nominee company Assets or Classes of Assets associated with association Association Licence Association of Attendance of meetings audit auditor Background Board Notice 104 of 2015 Board Notice 130 of 2015 Board Notice 138 of 2015 Board Notice 140 of 2015 Board Notice 52 of 2015 Board Notice 53 of 2015 Board Notice 65 of 2014 Board Notice 71 of 2015 Board Notice 84 of 2015 Board Notice 92 of 2014 Board Notice 98 of 2015 Board Notice No. 90 of 2014 Board Notices Board of Appeal Board of Directors of Managers bond bonds borrow borrowing bridge brochure Business capacity Business rescue Business rescue of manager Calculation of Cancellation Capacity of manager capital requirement Capital requirements Capital to be category of persons certain provisions Certain Provisions of Notice 1503 of 2005 Certificate Cession cession of rights Change of name change of shareholding Chapter l Chapter ll Chapter lll Chapter lV Chapter V Chapter Vl Chapter Vll Class of Securities classes of securities Collateral Collateral security collective investment scheme collective investment scheme in property Collective Investment Scheme in Securities from collective investment schemes Collective Investment Schemes Control Act, 2002 Commencement commencement date Comparative advertising Compliance Officer Compliance Report complied with Co-Named Portfolios Conditions Conditions and limits of inclusion Conditions for Managers conducting the business Consequences of repurchases Consideration of application Contents of price list conversion Conversion of copies Counterparties Counterparty exposure court credit derivatives credit ratings custodian deal debenture bonds debenture stock debentures Declaration Declaration of declared collective investment scheme Declared Collective Investment Schemes deed deed of deed of collective investment scheme Definition Definitions Delegation Delegation of functions deputy registrar Derivatives description Determination Determination of Determination of conditions Determination of Matters Determination of Securities Directives directors Disclosure Disclosure of fees Disclosure of information disclosure requirements Distribution of funds received documentation documents due diligence guidelines due diligence investigation Duplicate Portfolio Duration Duties of manager Duties of trustee Duty of auditor Duty of manager Duty of participants duty to maintain seed capital effective exposure for Effects Electronic encumbering enforce rights of participants Equity Securities Evaluation of Risk Evidence exchange exchange traded portfolios Execution executive committee Exemption Exemption of a manager Exemption of Manager of Exemption of managers Exemptions exercise expenses Exposure Exposure Limits Exposure limits for Extent of exemption failure to comply Feeder Fund Portfolio Fees fees and penalties Financial indices financial instruments Financial Sector Regulation Act Financial Soundness financial soundness requirement Financial statements Fit and Proper Fit and Proper Requirements Fixed Expense Amounts foreign collective investment scheme Foreign Collective Investment Schemes Foreign country Foreign Equity Foreign Non-Equity Foreign securities Form of association licence format former collective investment scheme Fraudulently functions Functions of Registrar Fund administration Fund of Funds Portfolio Funds received Gazette General General advertising requirements General performance disclosure General Provisions General requirements General Rules General standards Guidelines hedge fund Hedge Fund Business Hedge Funds hosting arrangements Illustrative reporting in a portfolio in a portfolio for in a portfolio of in Participation Bonds in Property in respect of in Securities in terms of this Chapter Inclusion limits Inclusion of financial Incubator Portfolios information information disclosure information disclosure requirements information to be furnished inspection of property Inspections instruments in a portfolio insufficient liquidity Insurance Insurance of property Interest Interest payable Interest Rate Instruments Introduction invest investigation Investing in other portfolios investment in a scheme investment in portfolio investment performance investors irregular irregularity Issue issue or renewal issued to an investor kept by manager laws and savings Laws repealed legal proceedings lending Leverage Liability Liability for loss Limitation Limits liquidator Liquidity List of assets listed and unlisted listed financial instruments Listing Lodging Lodging of material loss of assets Maintained by Maintaining of certain assets maintenance Management manager manager of a QI fund Managers Mandatory disclosures manner in which Manner of payment market price Market risk marketing matters Matters to be provided for Matters which must be Matters which must be provided for Maximum amount Maximum amount of bond may be included may be so included Meetings member disqualified members members of advisory committee memorandum MET Collective Investments Scheme Deed Minimum Disclosure Document Minimum investment period Minimum Size of Portfolios Miscellaneous misleading names money Money market instruments Money Market Portfolio Monthly reporting Motivation must apply must comply names Naming new manager nominee company Non-permitted asset classes not included in a scheme not recovered notes notice Notice No. 141 of 2015 Notice No. 1583 of 2002 Notice No. 408 of 2011 Notice No. 569 of 2003 Notice No. 576 of 2003 Notice No. 778 of 2011 Notice No. 910 of 2010 Notices notices by registrar Objectives Objects Obligation Offences Offer of on-site visits Operational Operational trust account overdue fees Part 1 Part 2 Part 3 Part 4 Part 5 Part I Part II Part III Part IV Part IX Part V Part VI Part VII Part VIII Part X Part XI Part XII participant participants participation bonds participatory interest participatory interests Past performance payment Payment of fees Payment of interest penalties Performance Disclosures Permissible deductions Permitted Assets Permitted structures Platforms portfolio portfolios Portfolios under Administration Power Power of court Power of manager Powers of registrar Preamble pricing Prime broker principal debt Principal office Principles Procedure process Prohibition property provided for provision Provision of Deed provisions public officer Publication of prices Publishing of performance purchase purchase price Purpose Qualifications Qualified Investor Hedge Fund Quarterly reporting rank in preference Ranking of portfolios Receipt of funds Reciprocity recovery of debts reduction of Reduction of participatory interests reduction of principal debt refund legal costs Refusal of renewal register of companies Registers registrar registrars approval registration registration as Manager registration certificate registration of conversion Registration of Manager Regulations by Minister Regulatory instruments Relationship between removal of appointees Remuneration renewal Repeal Repeal and commencement Repealed Report Report by the manager reporting to investors Reporting to Registrar Republic repurchase transactions repurchases Requirement requirements Requirements for Requirements for Directors Requirements For Manager Resolution authorising conversion Resolution by investors restriction Restrictions Restrictions on administration Restrictions on assets Restrictions on business Retail Hedge Fund reward policy rights rights of investors Rights of participants Risk management risk management policy risk manager Rules Rules are binding Rules of Association Safe custody Sale Schedule 1 Schedule 2 Schedule 3 Schedule 4 Schedules screening of borrower Section 117 Section 32 Section 97 securities Separation of assets Separation of funds Short title Short-selling Specific duties applicable to specific type of business Standard Portfolio Statements Statements of account Status Subcommittees Supervision by Manager suspension Suspension of Suspension of administration Suspension of certain provisions Suspension of Provision of Deed Suspension of Provisions System of Internal Control Table 1 Table 2 Table 3 Table 4 Table 5 take-over take-over of nominee company tax free investment telephonic transacting termination of appointment termination of scheme the limits and conditions subject to Third Party Named Portfolios to be maintained total exposure limits transfer Transitional arrangements Transitional measures trust property trustee Trustee or Custodian Unauthorised gain undesirable undesirable practice unlisted financial instruments unlisted securities unpaid fees use of name Valuation Valuation of property Void provision Voluntary dissolution voting power which Securities or Assets winding-up Withdrawal of approval withdrawal of investment written matter