Collective Investment Schemes Control Act, 2002 (Act No. 45 of 2002)NoticesDetermination of Matters in Terms of the Collective Investment Schemes Control Act, 20023. List of assets |
| (1) | A manager of a collective investment scheme in securities must at the end of each calendar quarter, within 30 days after the end of such quarter, furnish to the registrar, electronically or otherwise a full list of all underlying assets included in any portfolio administered by it, reflecting in respect of every portfolio, the market value of each asset included in that portfolio, and the value of each of those assets expressed— |
| (a) | as a percentage of the total value of assets in the portfolio concerned; and |
| (b) | as a percentage of the total amount of assets of that class issued by the concern in which the investment is held, |
and indicating which of such assets are exchange securities and which are not and if so, on which exchange such assets are listed.
| (2) | If any asset is not listed on an exchange, the manager must indicate the mechanism used in the pricing of such asset. |
| (3) | The list referred to in subcondition (1) shall be kept available at the registered office of the manager and at the office of every authorised agent of the manager for inspection during ordinary office hours by any investor or other person interested in the purchase of participatory interests from the manager. |