Companies Act, 2008 (Act No. 71 of 2008)RegulationsCompanies Regulations, 2011Chapter 7 : Complaints, Applications and Tribunal HearingsPart D : Commission or Panel Complaint and Investigation Procedures140. Procedures following investigation |
See section 170
| (1) | A Notice of Referral by the Commission or the Panel of a complaint to another regulatory agency, as contemplated in section 170 (1)(b), must be in form CoR 140.1 and delivered to the complainant, the respondent, and the other relevant regulatory agency. |
| (2) | A Notice of Non-referral issued by the Commission or the Panel, as contemplated in section 170 (1)(c), must be in Form CoR 140.2. |
| (3) | A Complaint Referral to the Tribunal must be in Form CTR 140, and— |
| (a) | may allege alternative contraventions of the Act based on the same facts; and |
| (b) | must be supported by an affidavit setting out in numbered paragraphs— |
| (i) | a concise statement of the particulars of the complaint; and |
| (ii) | the points of law, or material facts relevant to the complaint; and |
| (c) | must be served on each person named as a respondent. |