Companies Act, 2008 (Act No. 71 of 2008)

Regulations

Companies Regulations, 2011

Chapter 4 : Offerings of Company Securities

Part A : Offering Securities

46. Forms relating to securities offerings

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(1)Documents filed in connection with an employee share scheme, as required by section 97 (2)(c) must be accompanied by Form CoR 46.1.

 

(2)A certificate required by section 97(2)(d) must be in Form CoR 46.2.

 

(3)An application to exclude categories of persons from a rights offer, as contemplated in section 99 (7) must be filed in Form CoR 46.3.

 

(4)An application to register a prospectus, or file a letter of allocation, as contemplated in section 99 (9), must be in Form CoR 46.4, must be accompanied by a copy of the prospectus with any documents required by Parts B or C of this Chapter, and by the fee set out in Table CR 2B.

 

(5)A certificate of registration of a prospectus, or of the filing of a letter of allocation, issued by the Commission must be in Form CoR 46.5.

 

(6)An application to the commission to allow required information to be omitted from a prospectus, as contemplated in section 100 (9) and (10), must be in Form CoR 46.6.