Companies Act, 2008 (Act No. 71 of 2008)RegulationsCompanies Regulations, 2011Chapter 4 : Offerings of Company SecuritiesPart A : Offering Securities46. Forms relating to securities offerings |
(1) | Documents filed in connection with an employee share scheme, as required by section 97 (2)(c) must be accompanied by Form CoR 46.1. |
(2) | A certificate required by section 97(2)(d) must be in Form CoR 46.2. |
(3) | An application to exclude categories of persons from a rights offer, as contemplated in section 99 (7) must be filed in Form CoR 46.3. |
(4) | An application to register a prospectus, or file a letter of allocation, as contemplated in section 99 (9), must be in Form CoR 46.4, must be accompanied by a copy of the prospectus with any documents required by Parts B or C of this Chapter, and by the fee set out in Table CR 2B. |
(5) | A certificate of registration of a prospectus, or of the filing of a letter of allocation, issued by the Commission must be in Form CoR 46.5. |
(6) | An application to the commission to allow required information to be omitted from a prospectus, as contemplated in section 100 (9) and (10), must be in Form CoR 46.6. |