Guidelines for the Determination of Administrative Penalties for Prohibited Practices

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Notice No. 323 of 2015

1. Definitions

2. Introduction

3. Objectives

4. Legislative framework

5. Methodology for the calculation of penalties

6. Discount for settlement of cases by firm

7. Ability to pay the administrative penalty

8. Liability of a holding company liability for administrative penalty

9. General and special provisions

10. Discretion

11. Effective date and amendments