Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Board Notices

Exemption in respect of Services under Supervision rendered by Compliance Officers, 2010

Board Notice 126 of 2010
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Board Notice 126

9 September 2010

 

Financial Services Board

 

I, Dube Phineas Tshidi, Registrar of Financial Services Providers, hereby under section 44(4) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), exempt any person rendering compliance services under supervision in accordance with the requirements and conditions set out in the Schedule, from—

(a)any provision of the Notice on Qualifications and Experience of Compliance Officers in respect of Financial Services Business, 2008, or of any measure promulgated thereunder; and
(b)whenever that Notice is repealed and replaced by a corresponding Notice on the qualifications and experience of compliance officers, from any provision of the latter Notice, or any measure promulgated thereunder,

which is irreconcilable with a provision set out in the Schedule.

 

 

D P Tshidi

Registrar of Financial Services Providers