Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)Board NoticesAmendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2015Part VI6. Recognition and qualifying criteria of compliance qualifications |
(1) | A person may, in the form and manner determined by the Registrar by notice in the Gazette, apply to the Registrar for recognition of a generic compliance qualification or a specific compliance qualification. |
(2) | A qualification, subject to paragraph 7, will be recognised by the Registrar based on the extent to which the qualification addresses the qualifying criteria. |
(3) | The list of recognised compliance qualifications is published in Annexure 2. |