Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002)

TABLE 1

APPROPRIATE SUBJECT LIST

All Categories

Accounting

Equities Settlement

Mercantile Law

Actuarial Science

Equity Investments

Micro-economics

Advanced Investment Advice

Equity/Equities

Money Laundering Control

Agricultural Economics

Estate and Trust Law

Money laundering schemes

Applied Accountancy Skills

Estate Planning

Money Market

Applied Mathematics

Ethics

Money Market Settlement

Applied Statistics

Finance

Network Administration

Applied Time Value of Money

Finance For Non-Financial Managers

Operational Risk Management

Asset Classes & Basic Investment Principles

Financial Accounting

Payment Of Entitlement

Auditing

Financial Advice

Performance and Risk Strategy

Auditing and Internal Control

Financial Analysis

Personal Financial Planning

Authorisations And Approvals (Trading)

Financial Calculations

Personal Insurance Products and Practice

Banking

Financial Engineering

Portfolio Management

Banking Operations

Financial Governance

Practical Accounting Data Processing

Basic Economic Principles

Financial Management

Primary, secondary and wholesale markets

Behavioural Finance & Economics

Financial Market Operations

Principles Of Ethics In A Business Environment

Blockchain

Financial Market Regulatory Environment

Principles of Insurance

Bond and stock markets

Financial Markets

Principles of Life Insurance

Bonds

Financial Mathematics

Principles of Strategy, Financial Management and Risk

Bonds Settlement

Financial Operations

Principles of Taxation

Business Administration

Financial Planning

Process Management (Process Modeling And Control)

Business Assurance

Financial Planning Principles

Production Management

Business Economics

Financial Reporting

Prudential Requirements

Business Entities

Financial Services Industry

Quality Control In Call Centres

Business Environment

Financial Services Operations

Quantitative Economics

Business Ethics

Financial Services Preparations

Quantitative Finance

Business Finance

Financial Statements

Quantitative Investment Analysis

Business Informatics

Forex Exposure Management

Quantitative Techniques

Business Information Systems

Fundamentals Of Financial Services

Regulatory Environment

Business Insurance

General Management

Responsibilities of financial institutions

Business Integration

Global Business Environment

Retirement Finance

Business Management

Governance, Risk And Compliance Management

Retirement Planning

Business Management & Financial Risk Assessment

Group Retirement Benefits

Retirement Related Legislation

Business Mathematics

Health Benefits/ Health Care Benefits

Retirement Wealth Preservation

Business to Business Marketing

Human Computer Interaction

Risk Financing

Call Centre Management

Independent audits and reviews

Risk Management

Capital market frameworks and concepts

Informatics

Risk Management and Insurance

Claims Management

Information Technology Architecture

Securities Information and Market Conditions

Client / Customer Services

Information Technology Enterprise

Securities Markets

Client Investment Needs

Insurance

Settlement (Finance)

Client Services and Financial Advice

Insurance & Risk Management

Small Business Management

Collateral Management

Interest-Bearing Investment

South African Financial System

Collective Investment Scheme Product Solutions

International Finance

Statistics or Analytical Techniques

Commercial Insurance Products and Practice

International Trade

STRATE

Commercial Law

Interpretation Of Statutes

Strategic Communication Management Skills

Companies Law

Introduction To The Financial Markets

Strategic Management

Complaints And Disputes

Introductory Financial Accounting

Strategy

Compliance function

Investment Management

Structured Systems Analysis and Design

Computer Architecture

Investment or Portfolio Management

Tax/ taxation

Conduct Of Business (Regulation)

Investment Planning

Taxation Law

Consumer Behaviour

Investor Psychology

Taxation Planning

Corporate Finance

Law Of Contract Or Delict

The Bond Market

Corporate Financial Planning

Law Of Succession

The Derivatives Market

Corporate Governance

Legal Environment

The Equity Market

Corporate Law

Legislative Impact On Financial Advisors/ Planners

The Regulation And Ethics Of The South African Financial Markets

Cost Accounting

Long-Term Product Solutions

The South African Foreign Exchange Market

Cost and Financial Management

Macro Economics

Trade and Business Law

Costing and Estimating

Management

Trading On The Exchange

Creation of Wealth

Management Accounting

Treasury Management

Credit Risk Management

Managing Client Assets

Trustee management

Crypto Banking

Market Conduct

Visual Programming

Crypto Currency

Market Risk Management

Wealth Creation

Debt Instrument Solutions

Marketing

Wealth Management

Descriptive Statistics and Probability

Mathematical Analysis

E-commerce in Business

Mathematical Economics

Econometrics

Mathematical Statistics

Economics

Mathematics

Employee Benefits

Mathematics for Finance and Business

Entrepreneurship

Medical Schemes