Board Notices > Application by Financial Services Providers for Authorisation by The Financial Services Board, 2009

Board Notice 60 of 2009

Financial Services Board

I, DUBE PHINEAS TSHIDI, the Registrar of Financial Services Providers, hereby under section 8(1) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), determine that any application for authorisation as a financial services provider under the said section made after the date on which this notice is published must be submitted in writing in the format set out in the schedule.

This notice replaces Board Notice 98 of 2003 published in Government Gazette 25523 of 3 October 2003.

D P Tshidi

Registrar of Financial Services Providers

Index of Forms

Form Number	Description
FSP 1	Business Information of Financial Services Provider
FSP 2	Licence categories
FSP 3	Directors, officers and applicable shareholders
FSP 4	Key individuals / Applicant Sole proprietor
FSP 5	Representatives
FSP 6	Compliance officer of FSP
FSP 7	Operational ability
FSP 8	Financial soundness
FSP 9	External auditor
FSP10	Nominee company or independent custodian of discretionary or administrative FSP
FSP 11	Clearing firm or foreign forex services provider of forex services provider
FSP12	Application for specific exemptions
FSP13	Application for the approval of a compliance officer (separate form)
FSP14A	Attachments, list of all completed forms and declarations
FSP 14B	Calculation of application fee if applying directly to the FSB
FSP 15	Hedge fund Application form

The following forms can be found in Government Gazette No. 32227 dated 15 May 2009.