Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Codes of Conduct

Notice on Codes of Conduct for Administrative and Discretionary FSP's, 2003

Chapter II : Code of Conduct for Discretionary FSP’s, 2003

Part I : Introductory provisions

1. Object and application of Code
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The object of this Code is to ensure that clients to whom financial services are rendered subject to the provisions of this Code will be able to make informed decisions, that their financial needs regarding financial products are appropriately and suitably satisfied and that for those purposes, discretionary FSP’s and their representatives are obliged to comply with the provisions of this Code.