Services required
|
Fees payable to the Registrar
|
| 1. | Recognised representative bodies |
|
| 1.1 | Application for recognition as a representative body under section 6(4) read with section 6(3)(a)(iii) of the Act. |
|
R 29 907
|
| 1.2 | Application for the delegation of a power to a recognised representative body under section 6(3) of the Act. |
|
R 7 643
|
| 1.3 | Application for the amendment of any condition imposed on a representative body under section 6(4)(e) of the Act or any other application for the rendering of a service by the Registrar relating to representative bodies. |
|
R 775
|
| 2. | Licensing and matters incidental thereto |
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| 2.1 | Application for authorisation as a Category I FSP. |
|
R 2 414
|
| 2.2 | Application for authorisation as a Category II FSP. |
|
R 14 599
|
| 2.3 | Application for authorisation as a Category IIA FSP. |
|
R 14 599
|
| 2.4 | Application for authorisation as a Category III FSP. |
|
R 43 864
|
| 2.5 | Application for authorisation as a Category IV FSP. |
|
R 2 414
|
A discount of 10% will apply to the fee applicable to an application referred to in paragraphs 2.1, 2.2, 2.3 or 2.5 and a 20% discount will apply to the fee applicable to an application referred to in paragraph 2.4 provided—
| (a) | such application is in addition to any other application referred to in paragraphs 2.1 to 2.5; or |
| (b) | the applicant is currently authorised as an FSP in respect of any of the Categories referred to in paragraphs 2.1 to 2.5. |
|
| 2.6 | Application for approval of a key individual. |
|
R 1 307
|
| 2.7 | Application for approval of an auditor/accounting officer/independent reviewer. |
|
R 360
|
| 2.8 | Application for approval of an amendment to an approved mandate or an application for approval of an additional approved mandate. |
|
R 4 033
|
| 2.9 | Application for the amendment of the category/ies or subcategory/ies of financial product/s or financial service/s in respect which the applicant is authorised to render financial services. |
|
R 1 428
|
| 2.10 | Application for the amendment of a condition or restriction as contemplated in section 8(4) of the Act other than an application referred to in paragraph 2.9. |
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R 1 141
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| 2.11 | Application for change of the name of a financial services provider. |
|
R 731
|
| 2.12 | Application for an additional certified copy of a licence certificate. |
|
R 221
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| 2.13 | Application for approval of a nominee company of a Category II, IIA and III FSP. |
|
R 7 864
|
| 2.14 | Application for approval of a clearing firm or foreign forex services provider. |
|
R 1 384
|
| 2.15 | Application for the reprinting of a licence certificate. |
|
R 565
|
| 3. | Extension and exemption applications |
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| 3.1 | Application for extension of submission of financial statements under section 19(2) of Act. |
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R 574
|
| 3.2 | Application for exemption from any provision of the Act other than an application contemplated in paragraph 3.3 or 3.4. |
|
R 6 956
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| 3.3 | Application for exemption by an individual from the qualification requirement and/or the regulatory examination requirements as contemplated in the Determination of Fit and Proper Requirements for FSPs, 2008. |
|
R 1 661
|
| 3.4 | Application for exemption by a FSP on behalf of 10 or more key individuals or representatives of that FSP from the qualification requirement or regulatory examination requirements respectively. |
|
R 1 149 per
person
|
| 4. | Application for approval as a compliance officer |
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| 4.1 | Application for Phase I approval. |
|
R 1 495
|
| 4.2 | Application for Phase II approval by a compliance officer. |
|
R 775
|
| 5. | Recognition of Qualifications and CPD programmes |
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| 5.1 | Recognition of a qualification. |
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R 2 436
|
| 5.2 | Recognition of a transitional specific qualification. |
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R 14 289
|
| 5.3 | Recognition of a post-transitional specific qualification. |
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R 29 907
|
| 5.4 | Application for approval as a CPD provider/Professional bodies |
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R 2 359
|
| 5.5 | Application for recognition of a CPD programme. |
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R 454
|
| 5.6 | Application for recognition of a CPD activity. |
|
R 365
|
| 5.7 | Application to record CPD hours other than through the prescribed electronic method. |
|
R 360
|
| 6. | Regulatory Examinations |
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| 6.1 | Examination fee per regulatory examination conducted in South Africa. |
|
R1 163
|
| 6.2 | Examination fee per regulatory examination conducted in a country other than South Africa. |
|
£200
|
| 6.3 | Application for the remark of a regulatory examination. |
|
R 365
|
| 6.4 | Application for an appeal against a maximum of three questions per appeal |
|
R 365
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