Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Board Notices

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2015

Annexure 3 : Appropriate Subject List
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N2815 BN127 Annexure 3 (1)

N2815 BN127 Annexure 3 (2)

N2815 BN127 Annexure 3 (3)

N2815 BN127 Annexure 3 (4)

N2815 BN127 Annexure 3 (5)

N2815 BN127 Annexure 3 (6)

[Annexure 3 inserted by the Amendment of the Qualifications, Experiences and Criteria for Approval as Compliance Officer, 2022, by section 5 of Notice No. 2815, GG47632, dated 2 December, 2022: Effective 2 December 2022]