Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Regulations

Financial Advisory And Intermediary Services Regulations, 2003

Notice No. 879 of 2003

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Notice No. 879 of 2003

Chapter I : Definitions

Chapter II : Matters required or permitted by Act to be Prescribed (Section 35(1)(a) of Act)

Chapter III : Prohibitions on Canvassing for, and Marketing or Advertising of Unauthorised Financial Services (Section 35(1)(b) of Act)

Chapter IV : Compliance Arrangements (Section 35(1)(C) of Act)

Chapter V : Matters relating to Administrative and Discretionary FSPs (Section 35(1)(d) and (e) of Act)

Chapter VI : Matters relating to Foreign Forex Services Providers and Clearing Firms

Chapter VII : Miscellaneous