Services required
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Fees payable to the Registrar
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| 1. | Recognised representative bodies |
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| 1.1 | Application for recognition as a representative body under section 6(4) read with section 6(3)(a)(iii) of the Act. |
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R 31 527
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| 1.2 | Application for the delegation of a power to a recognised representative body under section 6(3) of the Act. |
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R 8 057
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| 1.3 | Application for the amendment of any condition imposed on a representative body under section 6(4)(e) of the Act or any other application for the rendering of a service by the Registrar relating to representative bodies. |
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R 817
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| 2. | Licensing and matters incidental thereto |
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| 2.1 | Application for authorisation as a Category I FSP. |
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R 2 544
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| 2.2 | Application for authorisation as a Category II FSP. |
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R 15 390
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| 2.3 | Application for authorisation as a Category IIA FSP. |
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R 15 390
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| 2.4 | Application for authorisation as a Category III FSP. |
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R 46 241
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| 2.5 | Application for authorisation as a Category IV FSP. |
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R 2 544
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A discount of 10% will apply to the fee applicable to an application referred to in paragraphs 2.1, 2.2, 2.3 or 2.5 and a 20% discount will apply to the fee applicable to an application referred to in paragraph 2.4 provided—
| (a) | such application is in addition to any other application referred to in paragraphs 2.1 to 2.5; or |
| (b) | the applicant is currently authorised as an FSP in respect of any of the Categories referred to in paragraphs 2.1 to 2.5. |
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| 2.6 | Application for approval of a key individual. |
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R 1 377
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| 2.7 | Application for approval of an auditor/accounting officer/independent reviewer. |
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R 379
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| 2.8 | Application for approval of an amendment to an approved mandate or an application for approval of an additional approved mandate. |
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R 4 251
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| 2.9 | Application for the amendment of the category/ies or subcategory/ies of financial product/s or financial service/s in respect which the applicant is authorised to render financial services. |
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R 1 505
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| 2.10 | Application for the amendment of a condition or restriction as contemplated in section 8(4) of the Act other than an application referred to in paragraph 2.9. |
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R 1 202
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| 2.11 | Application for change of the name of a financial services provider. |
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R 770
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| 2.12 | Application for an additional certified copy of a licence certificate. |
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R 232
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| 2.13 | Application for approval of a nominee company of a Category II, IIA and III FSP |
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R 8 290
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| 2.14 | Application for approval of a clearing firm or foreign forex services provider. |
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R 1 459
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| 2.15 | Application for the reprinting of a licence certificate. |
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R 595
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| 3. | Extension and exemption applications |
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| 3.1 | Application for extension of submission of financial statements under section 19(2) of Act. |
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R 605
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| 3.2 | Application for exemption from any provision of the Act other than an application contemplated in paragraph 3.3 or 3.4. |
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R 7 333
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| 3.3 | Application for exemption by an individual from the qualification requirement and/or the regulatory examination requirements as contemplated in the Determination of Fit and Proper Requirements for FSPs, 2008. |
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R 1 751
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| 3.4 | Application for exemption by a FSP on behalf of 10 or more key individuals or representatives of that FSP from the qualification requirement and/or regulatory examination requirements as contemplated in the Determination of Fit and Proper Requirements for FSPs, 2008. |
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R 1 211 per
person
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A person applying simultaneously for an exemption from a requirement referred to in paragraphs 3.2 and 3.3 must only pay the most onerous fee.
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| 4. | Application for approval as a compliance officer |
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| 4.1 | Application for Phase I approval. |
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R 1 576
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| 4.2 | Application for Phase II approval by a compliance officer. |
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R 817
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| 5. | Recognition of Qualifications and CPD programmes |
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| 5.1 | Recognition of a qualification. |
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R 2 568
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| 6. | Regulatory Examinations |
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| 6.1 | Examination fee per regulatory examination conducted in South Africa. |
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R 1 226
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| 6.2 | Examination fee per regulatory examination conducted in a country other than South Africa. |
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£ 210
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| 6.3 | Application for the remark of a regulatory examination. |
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R 384
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| 6.4 | Application for an appeal against a maximum of three questions per appeal |
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R 384
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