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2015 A2 X Trading Rules Abbreviations Access and participation Access to liquidity Accounting records and audit Acquisition Acronyms Act Act No. 19 of 2012 additional business Additional powers Additional qualitative criteria Administration of Chapter advanced measurement approach Aggregate required amount of capital Amalgamation amended listing requirements among central counterparties Annual assessment Application Application for exchange licence Application for trade repository licence Application of Act and rules Appointment Appointment of curator Appointment of members Approval of Approval of nominee Approved Amendments Approved Amendments to Strate Rules Assessment of Assets and Resources Requirements Assets and resources requirements for associates assume responsibility for functions assumed changes in yield Attachment Attachments and interdicts Attendance of meetings Auditing Auditor Authorisation of participant Authorised users authorised users, participants and clearing members Authority Back testing Basic indicator approach bilateral netting Board Notice 127 of 2021 Board Notice 130 of 2021 Board Notice 137 Board Notice 137 of 2015 Board Notice 16 of 2019 Board Notice 163 of 2017 Board Notice 185 of 2017 Board Notice 220 of 2022 Board Notice 51 of 2018 Board Notice 68 of 2020 Board Notice 70 of 2019 Board Notice 95 of 2018 Board Notices bona fide transferee Business continuity Business environment Business records Business rescue business rescue plan business rescue practitioner business risk Buying and selling Calculation of Calculation of exposure calculation of historical volatility Calculation requirements Cancellation Capital calculation requirements Capital calculations Capital requirement Carrying on Category Category of central counterparties central counterparty central counterparty licence central counterparty's credit exposure central securities depositories central securities depository central securities depository licence certain market infrastructure Certain Market Infrastructures Chapter I Chapter II Chapter III Chapter IV Chapter IX Chapter V Chapter VI Chapter VII Chapter VIII Chapter X Chapter XI Chapter XII clearing house clearing house licence Clearing house rules clearing house rules must comply clearing houses clearing members code of conduct collateral collected Collateral requirements Commencement Commencement of Amendments compensation fund or other warranty Compliance function Composition Concentration limits Concentration risk Conduct standards Confidentiality Conflicts of interest Consideration by the Authority contraventions of such rules Controlling body Counterparty Credit Risk Country and transfer risk court Credit conversion factor Credit Risk Criteria for recognition curatorship Currency Derivatives Rules currency mismatches current exposure method Custody custody and administration CVA risk declare person disqualified Default fund Default procedures Default waterfall Definition Definitions Definitions and interpretation Delegation of functions delivery of securities delivery-versus-payment transactions Demutualisation of exchange Depository rules depository rules must comply Derivatives Markets disclosure Disclosure of information Duration method Duties of issuer Duties of licensed trade repository Duties of participant Duty of members Effectiveness in insolvency Efficiency Eligible collateral Eligible risk mitigation Emigrant Client Concept Enforcement committee Equity Express Securities Exchange Evidence exchange licence Exchange rules exchange rules must comply exchanges exposure amount or EAD Exposure management Exposure secured Exposure to Exposure to counterparties Exposures to External Central Securities Depositories Links external central securities depository External data external link external market infrastructures external trade repository False fees Financial Markets Act Regulations Financial Markets Act, 2012 Financial Sector Regulation Act Financial Sector Regulation Act, 2017 Financing of directorate free-delivery-transactions Frequency Functions Functions of Functions of auditor functions of directorate Functions of licensed clearing house Functions of licensed exchange Funds Funds of mutual exchange furnishing of documents Furnishing of information General General capital requirements General interpretation of Act General powers of Authority General provisions General Provisions Applicable General requirements good faith by auditor Governance guarantee Haircuts Horizontal disallowances impose penalties in securitatem debiti independent clearing house Information technology Information to be publicly disclosed initial margin Insider trading Insider trading sanction Inspections Inspections and on-site visits Interest in respect of interest in uncertificated securities Interest Rate and Currency (IRC) Market Internal audit function internal control factors Internal data interoperability arrangements Interpretation investigation Investment strategy issuers of listed securities JSE Debt Listing Requirements JSE Debt Listings Requirements JSE Derivatives Rules JSE Interest Rate JSE Listings Requirements JSE Rules and Directives Laws Repealed or Amended Legal and operational criteria Legal basis Liability resulting from insider trading licensed central counterparty licensed central securities depository licensed clearing house licensed exchange licensed trade repository Licensing Licensing of Licensing of clearing house Licensing of exchange Licensing of trade repository Limitation of liability Limitation on control liquid financial resources liquidation period liquidator and approval liquidity risk Liquidity risk controls Liquidity risk stress testing List of listed securities Listing of securities Listing Requirements made, amended or suspended Maintaining sufficient coverage Maintenance of insurance Manner in which rules Manner of Manner of payment of Margin requirements Margin system Market Abuse market infrastructures Market Risk Marking of or recording details of securities matters related to Matters relating to Maturity method merger minimum required capital Miscellanea misleading or deceptive statements Model Validation mutual independent clearing house non-delivery-versus-payment non-qualifying central counterparties Notice No. 70 of 2013 Notice No. R. 98 of 2018 Notice No. R. 99 of 2018 Notices Objects of Act Offences Offences and penalties on-site visits Operational Risk Other financial resources other persons Outsourcing overdue fees Ownership of securities Participant payment of fees penalties Percentage performing tests physical deliveries pledge or cession portability Portfolio margining Position records Potential future exposure add-on factor Power of Authority Power of court Power of registrar Powers of Powers of Authority Powers of the Minister Preliminary Provisions Prescribed Fees previously listed securities Principles Principles of co-operation Procedural matters Procyclicality Prohibited trading practices Prohibitions and adherence to authorisation promises and forecasts Protection of existing rights Provision of margins Provisions Relating to Nominees Publication Qualifying capital qualifying central counterparties Qualitative standards Quantitative standards Ranking of interests in securities Record keeping Records Records of data reported to Reduction of credit exposure Referral to enforcement committee registrar Registration of securities regulated person regulated persons Regulation 25 Regulation 26 Regulation 27 Regulation of OTC Derivatives Regulations related designations Related parties Relationship between Act Removal of listing Remuneration repeal Repeal or amendment of laws Repealed repledging of securities Report to Authority Reporting obligations Reporting of transactions request audit Requirement to be authorised Requirements Requirements applicable to applicant Requirements for Restriction on alienation of securities Restriction on borrowing against restructuring Re-use of Reverse stress tests Review of models Right of appeal Risk committee Risk factors to test Risk management Risk management framework Risk mitigation risk mitigation purposes safeguarding of assets Savings and transitional arrangements Scenario analysis Schedule Schedule A securitatem debiti securities Segregation Segregation of funds Segregation of securities senior management Sensitivity testing and analysis sequestration by court settlement shareholding or other interest sharing of information short title Short title and commencement special category of participant Specific capital calculation requirements Specific capital requirements Specific requirements Standard haircut Standardised Approach Stress testing subsidiaries supervisory on-site inspection suspension of licence suspension of trading Sustainability Sustainability Segment Table 25(A) Table 25(B) Table 26(A) Table 26(B) Table 26(C) Table 26(D) Table 26(E) Table 26(F) Table 27(A) Table 27(B) Table 27(C) Table 30(A) Table 30(B) Table 30(C) Table 30(D) Testing default procedures Testing programmes time bands time bands and weights Time horizon Time horizons Time horizons used total financial resources trade repositories trade repository trade repository licence Transaction records Transfer of uncertificated securities transfer or disposal Transferability of Securities Transitional arrangements transparency uncertificated securities Use of credit ratings Use of designation using test results Valuing collateral Volatility adjusted haircuts Warranty and indemnity winding-up Withdrawal Withdrawal of recognition