CATEGORY 1: Contraventions that impact or potentially impact on operational safety: Maximum Penalty: R5 000 000
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CATEGORY 2: Contraventions that impact on Regulator's ability to administer the Act: Maximum Penalty: R 1 000 000
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| a) | Operating without a valid safety permit. |
(Contravention of section 22 (1) of the Act)
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| a) | Failure to notify and report a railway occurrence and security incidents to the detail and within the timeframes specified in SANS 3000-1 (2009). |
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| b) | Failure to comply with conditions of a safety permit. |
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| b) | Failure to conduct an investigation into a railway occurrence and to produce a report containing recommendations and findings within agreed timeframes. |
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| c) | Failure to comply with a directive issued by a railway safety inspector. |
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| c) | Failure to provide the Regulator with any information requested within the specified timeframes. |
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| d) | Hindering a railway safety inspector in the exercise of his or her powers or performance of significant changes impacting on the his or her duties. |
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| d) | Failure to inform the Regulator of operators Safety Management System. |
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| e) | Non-compliance proven in a board of enquiry or occurrence investigation. |
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| e) | Failure to inform the Regulator of life cycle interventions such as significant new works or the introduction of new technologies. |
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| f) | Failure to comply with any provision of the standards declared by the operator in his Safety Management System Report. |
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| f) | Failure to submit an Annual Safety Improvement Plan (ASIP) by the specified deadline. |
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| g) | Failure to comply, subject to item (i) of Category 2 of this Table with regulations made in terms of the Act. |
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| g) | Failure to pay safety permit fees by the requested deadline. |
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| h) | Failure to comply with agreed safety interventions arising from occurrence investigations, inspections, audits and annual safety improvement plans. |
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| h) | Failure to provide information on time and in the format as requested by the Regulator. |
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| i) | Failure to comply with any other provision of the Act, the Regulations and the standards that inhibit or prevent the Regulator's ability to perform its mandate. |
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