Securities Services Act, 2004 (Act No. 36 of 2004)

Chapter IX : General Provisions

Auditing

92. Power of registrar to request audit
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(1)The registrar may at any time by written notice direct a regulated person to have its accounts, records and financial statements audited and to submit the results of such an audit to the registrar within the time specified in the notice.

 

(2)A person who, pursuant to subsection (1), gives information, an explanation or access to records knowing that the information, explanation or records are false or misleading, commits an offence.