means-
| a) | the giving of instructions, on behalf of another person, to buy or sell securities on behalf of that other person; |
| b) | the buying or selling of securities on behalf of another person on the instructions of that other person; |
| c) | an agreement to buy or sell securities on behalf of another person; |
| d) | the furnishing of advice to any person in connection with the buying and selling of securities; or |
| e) | the handling of another person’s funds intended for the purchase of securities on behalf of that other person; |