Securities Services Act, 2004 (Act No. 36 of 2004)

Conditions Applicable to the Granting and Renewal of an exchange, Central Securities Depository or Clearing House Licence

2. Application for and renewal of licence

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An application for a licence or for the renewal of a licence in terms of the Act must comply with the following conditions:

(a)A person who applies for an exchange, central securities depository or clearing house licence must submit to the Registrar a written application on Form SS 1 accompanied by—
(i)the information specified in Annexure 1 to Form SS 1; and
(ii)the information required in respect of members of the controlling body of the applicant specified in Annexure 2 to Form SS 1.
(b)A person who applies for the renewal of an exchange, central securities depository or clearing house licence must submit to the Registrar a written application on Form SS 2 accompanied by the information specified in Annexure 1 to Form SS 2;