To locate information about this keyword, please select one of the subentries in the list.

Acceptance of participant Accounting records and audit Act No. 36 of 2004 Address Administration of this Chapter Admission by respondent Advertisements after investigation or inspection Amalgamation or transfer Amalgamation or transfer of clearing house amended or suspended Amendment and repeal of laws an exchange Annexure 1 Annexure 2 Annexures Applicable to applicant for central securities applicant for clearing house licence applicant for exchange licence application Application for Application for and renewal of licence Application for central securities Application for exchange licence Application for renewal of licence Application of Act Application of new listing requirements Application under Appointment of curator Appointment of liquidator Appointment of members Approval of nominee Assessment of fines and penalties assume responsibility for functions Attachment Attachments and interdicts Attendance of meetings by Auditing Auditor authorised users belonging to other persons Buying and selling listed securities by enforcement committee cancellation or suspension Cancellation or suspension of licence carrying on additional business central securities depository certain persons Certain written matter cession of securities to secure debt Chapter I Chapter II Chapter III Chapter IV Chapter IX Chapter V Chapter VI Chapter VII Chapter VIII Civil liability civil proceedings Clearing House clearing house licence Client statements Code of Conduct Code of Conduct for Code of conduct for authorised users Commencement Companies Act and Insider Trading Act compensation fund or other warranty Composition and functions of directorate Composition of enforcement committee Conditions Applicable conditions to previously listed securities conduct inspection Confidentiality Consideration of matter construction controlling body Custody and Administration Definition Definitions Delegation of functions Delivery of securities Demutualisation of self-regulatory organisation depository licence depository rules depository rules must comply Disclosure of information Disclosure of information by issuers Disclosure to clients Duty of members of controlling body Enforcement committee Enforcement committee proceedings Establishment of enforcement committee Evidence exchange rules exchange rules must comply Exchanges Exemption Expiry and renewal of licence False Fees Financial Markets Advisory Board Financial Services Board Financing of directorate Form SS 1 Form SS 2 Forms Functions of auditor Functions of central Functions of enforcement committee Functions of exchange Functions of issuer Functions of participant funds and assets Funds of exchange Furnishing of advice furnishing of documents to Furnishing of information General duties of General functions of exchange General Provisions General provisions in General requirements applicable good faith by auditor Granting and Renewal guarantee Guarantees and impose penalties Imposition of administrative penalty Inducements Insider trading insurance cover Internal control and Introduction Judicial management judicial manager Jurisdiction Juristic personality of self-regulatory organisation Laws Amended or Repealed Licensing of central Licensing of clearing house Licensing of exchange Limitation of liability Limitation on control of and certain shareholding listed securities Listing of securities Maintenance of insurance management and curatorship Manner in which Market Abuse Marking of or recording details of securities may be made Miscellanea misleading or deceptive statements Nominee Notice 20 of 2005 Notice 23 of 2005 Notices Objects of Act of Securities of the Act for an exhange Offences Offences and penalties Offences committed other interest in certain self-regulatory organisations other persons Ownership of securities Participant Payment of compensatory amount penalties for contraventions of such rules person disqualified Pledge Power of court to declare Power of registrar Power of registrar to request audit Powers and duties Powers of directorate Powers of registrar Powers of registrar and court Preliminary Provisions Principles of code of conduct Procedural matters Prohibited trading practices Prohibitions promises and forecasts Protection of existing rights Publication Record-keeping Records Referral of matter Refusal of renewal of licence registrar Registrar and Deputy Registrar Registration of securities Regulation and Supervision Regulations related designations relating to securities relation to exchange Relationship of trust Removal of listing Renewal REPEALED repledging of securities Report by self-regulatory organisation to registrar Reporting of transactions Requirements Restriction on alienation of securities Restriction on borrowing against Restriction on buying and selling resulting from insider trading Right of appeal risk management Safekeeping and Savings Schedule section 8(3), 30(2) and 64(2) securities depository Securities Services Securities Services Act, 2004 Segregation of funds self-regulatory organisation Self-Regulatory Organisations self-regulatory organization separation of sequestration by court sharing of information Short title and commencement stockbroker suspension of trading terms of section 440F to bear names to investigate Transfer of securities uncertificated securities Uncertified securities Undesirable advertising or canvassing unlisted securities Waiver of rights Warranty Winding-up Winding-up judicial