Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Board Notice 79

8 August 2003

Financial Services Board

Section 15(1)(a) of Financial Advisory and Intermediary Services Act, 2002 (Act No. of 2002)

I, Jeffrey van Rooyen, Registrar of Financial Services Providers, hereby under section 15 of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), publish a general code of conduct for administrative and discretionary FSP’s, as respectively contained in Chapter I and II of the Schedule hereto, after consultation with the Advisory Committee on Financial Services Providers

This Notice is called the Notice on Codes of Conduct for Administrative and Discretionary FSP’s, 2003, and comes into operation on the date determined by the Minister of Finance in terms of section 7(1) of the said Act.

J van Rooyen

Registrar of Financial Services Providers