Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2020
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[Notice heading substituted by section 13 of Notice No. 706, GG43474, dated 26 June 2020]

 

Board Notice 80 of 2003

Part I : Introductory provisions

Part II : General provisions

Part III : Information on product suppliers

Part IV : Information on providers

Part V : Contacting of client

Part VI : Information about financial service

Part VII : Furnishing of advice

Part VIII : Custody of financial products and funds

Part IX : Risk Management

Part X : Advertising and direct marketing

Part XI : Complaints

Part XII : Termination of agreement or business

Part Xlll : Waiver of rights

Part XIV : Short title and commencement