Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Codes of Conduct

Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2020

Part XIV : Short title and commencement

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22.This Notice is called the Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2020, and comes Into operation on publication in the Government Gazette, except those paragraphs of the Notice specified in the first column of the Table hereunder, which will take effect on the dates as indicated in the second column of the Table.

 

Provision of Notice

Effective Date

Paragraph 4, in respect of section 3A of the General Code of Conduct for Authorised FSPs and Representatives, 2019)

6 months after the effective date of this Notice

Paragraph 6, in respect of section 7 of the General Code of Conduct for Authorised FSPs and Representatives 2019

6 months after the effective date of this Notice

Paragraph 10, in respect of section 14 of the General Code of Conduct for Authorised FSPs and Representatives 2019

6 months after the effective date of this Notice

Paragraph 11, in respect of section 15 of the General Code of Conduct for Authorised FSPs and Representatives 2019

6 months after the effective date of this Notice

Paragraph 12 in respect of the following sections of the General Code of Conduct for Authorised FSPs and Representatives, 2019:

Section 16
Section 17(1)
Section 17(3)
Section 17(5)
Section 17(6)
Section 17(7)(a), (b)(i), (ii) and (iv) and (e)
Section 17(8)
Section 18
Section 19

6 months after the effective date of this Notice

Paragraph 12, in respect of the following sections of the General Code of Conduct for Authorised FSPs and Representatives, 2019:

Section 17(2)

Section 17(4)

Section 17(7)(b)(iii), (c) and (d)

12 months after the effective date of this Notice

 

[Part XIV (22) substituted by section 13 of Notice No. 706, GG43474, dated 26 June 2020]