Code of Conduct for Authorised Users
1. Definitions, construction and application
2. General duties of authorised users
3. Furnishing of advice
4. Disclosure to clients
5. Record-keeping
6. Inducements
7. Advertisements
8. Safekeeping and separation of funds and assets
9. Client statements
10. Internal control and risk management
11. Guarantees and insurance cover
12. Waiver of rights
13. Exemption
14. Commencement
